SANford Chart

[winner69]

A guy I know who files ‘Beginning to …” notices says he only puts down the recent transactions that took them over the 5% mark ……to be read as recently bought X shares that took us over the 5% threshold. He doesn’t go back to the start …heaven forbids

The SSH notices with movement of 1% needs to disclose all transactions

Maybe my guy is wrong but he’s been doing it for a while

[winner69]

Ron

instructions for completing the form are -

Details of transactions and events giving rise to substantial holding

Disclosure is required for the transactions or events under which each relevant interest in the substantial holding was acquired—
in the 4 months before the date on which the person began to have the substantial holding; or
if the listed issuer listed less than 4 months before that date, in the period between listing and that date.

For each of those transactions or events, or for on-market trades that may be aggregated under these instructions, insert the following details as a narrative or list, clearly indicating which relevant interest or interests were affected and (if disclosure is given for more than 1 substantial product holder) who was the substantial product holder:
the date of the transaction or event (or the date of the beginning and end of the period of aggregated on-market trades):
the nature of the transaction or event. This is the means by which the relevant interest was acquired (for example, “exercise of options”, “entry into pre-bid agreement”):
the name of any other party or parties to the transaction or event (if known and if not an on-market trade):
the consideration, expressed in New Zealand dollars, paid for the acquisition of the relevant interest (or the total consideration paid for aggregated on-market trades). If the consideration was not in cash, and cannot readily be converted into a cash value, describe that consideration:
the number of financial products to which the transaction or event related (or the total number of financial products to which the aggregated on-market trades related).
On-market trades may be aggregated for the purposes of this disclosure (but acquisitions and dispositions must be separately aggregated). An on-market trade is an acquisition or a disposition of a quoted voting product that is traded on, or reported through, the trading system operated by the licensed market operator or a financial product market in a jurisdiction set out in Schedule 15.

https://www.legislation.govt.nz/regu...LM6294823.html